Summit Won nearly One Million Yuan Compensation for the Investor in the Lawsuit of the Security Fraud

随着中国证监会（“证监会”）对证券市场规范运行要求的日益提高以及监管力度的持续加大，越来越多的上市公司、中介机构因虚假陈述、内幕交易、操纵市场等违反证券法的行为被证监会处罚。被处罚的行为不仅涉及违法违规，更是不同程度地侵犯了中小投资者的合法权益。维权意识逐渐提升的中小投资者们纷纷以证券欺诈责任纠纷为由对相关责任主体提起诉讼，要求其承担证券欺诈行为的赔偿责任。

With the sustaining increased demands to regulate the stock markets and  supervision from China Securities Regulatory Commission (CSRC), more and more companies, along with their investment banks, accounting firms, and law firms are punished by CSRC for their actions of false statements, insider trading, and market manipulation. Such actions not just break the laws and regulations but damage legitimate interests of the investors. A growing number of the investors file lawsuits against the companies in relation to their security fraud actions.

近日，金英的诉讼团队为中小投资者胡某取得其与上海大智慧股份有限公司（“大智慧公司”）及其相关责任人、立信会计师事务所（“立信所”）证券虚假陈述责任纠纷案一审胜诉判决，初战告捷。上海市第一中级人民法院判决大智慧公司向中小投资者胡某赔偿损失86万余元，其相关责任人和此前因审计失责被证监会处罚的立信所此次也被判决对前述赔偿款项与大智慧公司承担连带清偿责任。

SUMMIT recently won a primary trial of security fraud case for Ms Hu, an investor of Shanghai Da Zhi Hui Corporation (DZH). The judges of Shanghai No.1 Intermediate People’s Court ruled in favor of the investor, ordering DZH to compensate Ms. Hu more than 860 thousand yuan. The court also held the staff of DZH and BDO China Shu Lun Pan CPAs (BDO) – the accounting to DZH- jointly liable for the compensations.

金英诉讼团队在本案中，从侵害程度、法律依据充分性、赔付能力、案件典型性等多维度进行论证，并协助客户收集有力的证据，终于取得一审的胜利。

The litigators of SUMMIT demonstrated the case from the aspects of economy injury level and the adequacy of the legal basis to the ability of compensation, and the case’s typicality. Our litigation team also established strong evidence for the case, which was crucial to win the case in the first trial.